- Dorsey & Whitney LLP (New York, NY)
- Capital Markets & Corporate Compliance Associate (#986) - New York Dorsey & Whitney LLP is seeking a corporate associate attorney with three to six ... years of experience to join the Capital Markets and Corporate Compliance practice group in our Toronto or New York office. This associate will have… more
- Capital One (New York, NY)
- Marketing Manager, Capital Markets & Investment Banking - Commercial Banking **About Capital One Commercial Banking** We're a top US Commercial Bank ... integrated problem solving and domain expertise. **Overview** Join our Capital Markets Marketing Team and be a...compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital … more
- Warner Bros. Discovery (New York, NY)
- …of legal experience with significant focus on public company compliance , corporate governance, executive compensation, capital markets , and M&A ... a senior legal executive to lead Mergers & Acquisitions, Capital Markets , and Corporate Secretary...functions for the company. This role will oversee all corporate governance, securities compliance , public company reporting,… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is ... compliance . This position primarily supports the US Capital Markets line of business, which includes... Markets line of business, which includes global markets , investment banking and corporate banking services… more
- TD Bank (New York, NY)
- …on the firm's corporate , commercial and commodities portfolios, structuring and capital markets agreements requirements. + Participate in client meetings and ... adequately protected in all dealings by preparing and negotiating capital markets agreements, including ISDA Master Agreements and corporate and commodities… more
- Scotiabank (New York, NY)
- …Director, US Capital Markets Audit to provide audit services to capital markets , investment and corporate banking, and/or treasury functions within ... methodology standards are met. Apart from possessing knowledge in capital market products and related risk management...private banking, corporate and investment banking, and capital markets . At Scotiabank, we value the… more
- Scotiabank (New York, NY)
- …wealth management and private banking, corporate and investment banking, and capital markets . At Scotiabank, we value the unique skills and experiences ... Associate Director | Director: Mortgage Capital Markets (Residential Securitization Banking) **Requisition...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading ... to market + Reviews, drafts, and finalizes capital markets regulatory agreements across a range...Securities offers a wide range of capital markets products and services to corporate , government,… more
- BMO Financial Group (New York, NY)
- …environment **Risk Management** + Escalate key issues when gaps in Capital Markets or legal entity regulatory compliance are identified + Proactively review ... and make recommendations regarding the management of key regulatory and compliance risks across Capital Markets + Support Capital Markets legal… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at ... as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to...capital rules and application of the rules and capital markets product knowledge a plus **Skills:**… more