- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist ... is responsible for the execution of the US Compliance Examination Plan established to ensure adherence... compliance . This position primarily supports the US Capital Markets line of business, which includes… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... the impact and advise the business on current and emerging regulatory and compliance issues and industry or market developments to ensure that anticipated… more
- New York State Civil Service (Albany, NY)
- …New York State and does so by establishing standards for financial solvency, market conduct and corporate oversight and produces regulations, while monitoring the ... compliance of regulated entities with such standards.As an Actuary...review of actuarial issues related to pricing, solvency, and market conduct of casualty insurers conducting business in New… more
- New York State Civil Service (Albany, NY)
- …New York State and does so by establishing standards for financial solvency, market conduct and corporate oversight and produces regulations, while monitoring the ... compliance of regulated entities with such standards.As an Actuary...review of actuarial issues related to pricing, solvency, and market conduct of life and health insurers conducting business… more
- New York State Civil Service (New York, NY)
- …applications teams and the Banking Division's subject matter expert teams (ie, Risk/ Capital Markets , BSA/AML, Accounting, and Internal Audit) servicing Community ... includes 5 years in the banking or financial services industry (legal and/or compliance regulatory experience related to the examination process is a plus).… more
- New York State Civil Service (New York, NY)
- …not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the Examination ... conference calls where initiatives or changes impacting accounting reporting or capital requirements for health insurers are discussed;* Supports, through action and… more
- New York State Civil Service (New York, NY)
- …The Division is responsible for establishing standards for financial solvency, market conduct, corporate oversight, and regulation, and monitoring the compliance ... Producers Bureau, responsible for all aspects of the licensing, examination , supervision, investigation and discipline of insurance producers.The Executive Deputy… more