- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and credible challenge… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... interactions and exam management for US regulators. Role Description The Regulatory Officer , Associate Planning works with the Regulatory Relations team to implement… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... interactions and exam management for US regulators. Role Description The Regulatory Officer , Associate works with the Regulatory Relations team to implement and… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... and exam management for US regulators. Role Description The VP, Regulatory Officer works with the Regulatory Relations Advisory team to implement and execute… more
- Vaco by Highspring (Armonk, NY)
- COMPLIANCE ANALYST Our client is a financial services company in CT looking for a Compliance Analyst. This is a high-impact role for an experienced compliance ... and medium-sized businesses. This role reports directly to the Chief Compliance Officer . Why Work Here? Established fintech company with rapid growth and innovation… more
- HSBC (Buffalo, NY)
- …all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with high value ... clients. Professionalism client focus, and understanding of the fundamentals of wealth...+ Meaningful experience in nontraditional banking financial sales, providing client recommendations and increasing sales, and building and maintaining… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- SMBC (New York, NY)
- …to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The ... real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal… more
- City National Bank (New York, NY)
- * CLIENT OFFICER * *6th Avenue Branch, NYC* WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client ... administers colleague schedules and internal workflow. They may assist the Client Manager in interviewing perspective new colleagues and providing development… more
- MUFG (New York, NY)
- …the globe, we're 150,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...a high degree of collaboration and innovation. We promote client centricity, diversity, respect, and integrity. It is a… more
