• Compliance Associate

    The Rare Wine Co. (Brooklyn, NY)
    Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
    The Rare Wine Co. (10/30/25)
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  • Operational Compliance Associate I

    ICON Clinical Research (New York, NY)
    Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're proud to ... shape the future of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse and dynamic team. As an Operational … more
    ICON Clinical Research (09/18/25)
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  • Budget Compliance Associate

    City of New York (New York, NY)
    …Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICS Unit. Under the general supervision of the Deputy Director of BRICS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
    City of New York (09/10/25)
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  • Trade Surveillance Associate

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
    TD Bank (10/12/25)
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  • US Compliance Associate

    Coinbase (Albany, NY)
    …and alignment. Attendance is expected and fully supported. The US Compliance Team is responsible for managing regulatory relationships and governance/oversight of ... compliance processes for Coinbase's US consumer business, which includes...US consumer business, which includes BSA/AML, OFAC, and Consumer Compliance requirements. This team works cross-functionally with Compliance more
    Coinbase (10/30/25)
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  • Associate Director of Compliance

    CUNY (Bronx, NY)
    Associate Director of Compliance and Operations (Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public ... urban university system, is seeking a passionate and dedicated Associate Director to join the Financial Aid team at Hostos Community College. The mission of Hostos… more
    CUNY (08/28/25)
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  • Associate , Broker-Dealer Private Side…

    SMBC (New York, NY)
    …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
    SMBC (10/13/25)
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  • Risk and Compliance Analyst…

    Mizuho Corporate Bank (New York, NY)
    …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...front office staff by accurately and promptly handling daily compliance -related operations. + Japan & US Laws and Regulations:… more
    Mizuho Corporate Bank (08/27/25)
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  • Sr. Compliance Officer - Compliance

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working… more
    TD Bank (09/20/25)
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  • Tax Associate

    Mizuho Corporate Bank (New York, NY)
    Job Description : The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, ... Requirements: + Bachelor's Degree + CPA preferred + 3- 5 years of Corporate Tax Compliance and /or ASC74 0 The expected base salary ranges from $92,000 - $100,000.… more
    Mizuho Corporate Bank (09/22/25)
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