- Unknown (New York, NY)
- … or risk management experience, with at least 5 years' in financial crimes compliance audit , is required. CAMS certification is preferred. The ideal candidate ... validation. The AVP will also be expected to maintain compliance with audit methodology, build relationships within...with a strong sense of ownership and accountability. Hiring Manager Title Director Travel Percent Less than 10% Functions… more
- Unknown (New York, NY)
- …reporting. The role also involves tracking and overseeing the progress of all compliance -related audit issues, working closely with the regulatory change team to ... Managing Director of Compliance Initiatives About the Company Well-established investment bank...modernization. This includes overseeing the remediation of regulatory and audit findings, developing and implementing review and challenge frameworks… more
- Unknown (New York, NY)
- …role is pivotal in ensuring the accuracy of the company's financial records and compliance with GAAP. The VP, Corporate Controller will also be involved in the AICPA ... annual audit , developing and implementing financial policies, and leading a...experience with US sales tax operations, international taxes, and compliance is highly valued. The role demands a candidate… more
- Unknown (New York, NY)
- …Markets businesses and functions to identify, evaluate, and manage operational and compliance risks. This role is pivotal in supporting the continuous monitoring of ... have a minimum of 5 years' experience in front office controls testing, internal audit , external audit , or similar disciplines, with a strong understanding of… more
- Unknown (New York, NY)
- …CPA Services Billing Management Professional Services Specialties accounting and transaction advisory compliance and risk advisory it audit and advisory business ... regulatory consulting work life balance risk management fsi internal audit and pci About the Role The Company is...will be committed to the firm's relationship-centric approach. Hiring Manager Title Managing Partner Travel Percent Less than 10%… more
- Unknown (New York, NY)
- …involves budgeting, cash flow management, financial analysis and modeling, tax management, audit processes, and oversight of fund financials. The candidate will also ... and will be the main point of contact for compliance with legal and other advisors. Applicants must have...Excel. Experience in managing outsourced legal, tax, accounting, and audit resources is essential, as is a successful track… more
- Unknown (New York, NY)
- …at least 10 years of relevant work experience in business risk and controls, compliance , or audit . Key responsibilities for the SVP include leading market access ... and managing key relationships with E-Trading businesses, technology, risk, and compliance functions, and representing the team at governance forums. The ideal… more
- Unknown (New York, NY)
- …with the organization's goals. This includes collaborating with the Finance & Audit Committee of the Board of Directors, developing and managing financial models, ... the annual budgeting process, implement and maintain internal controls, and ensure compliance with all financial regulations. Applicants for the VP of Finance… more
- Unknown (New York, NY)
- …ensuring compliance with regulatory requirements, and leading the annual audit process. Additionally, the CFOO will be tasked with leading the organization's ... The CFOO will also be responsible for risk management, compliance , and legal matters, and must be adept at...participation in the organization's events and board meetings. Hiring Manager Title CEO Travel Percent Less than 10% Functions… more
- Unknown (New York, NY)
- …for all core finance functions, ensuring financial integrity, and compliance , and supporting long-term growth and sustainability. Key responsibilities include ... FP&A, accounting and controls, treasury, actuarial and pricing, and audit , as well as guiding the organization's pricing strategy,...a business during a period of significant change. Hiring Manager Title CEO Travel Percent Less than 10% Functions… more
