• Compliance Audit and Exam…

    TD Bank (New York, NY)
    …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
    TD Bank (07/31/25)
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  • Audit Manager - Consumer…

    American Express (New York, NY)
    …and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
    American Express (07/18/25)
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  • Global Payments Solutions - Audit…

    Bank of America (New York, NY)
    Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
    Bank of America (07/15/25)
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  • Senior Manager , Compliance…

    TD Bank (New York, NY)
    …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, and ... Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance ...on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate … more
    TD Bank (08/01/25)
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  • Senior Compliance Manager

    American Express (New York, NY)
    …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... a central point of contact for internal and external exam management activities, supporting the ECMX product and operational...and operational teams in assigning and preparing responses to audit requests, drafting audit reports and completing… more
    American Express (07/30/25)
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  • Compliance Testing Senior Manager…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager , Swap Dealer...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam ... at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to...involve testing or audit . + Experience/background in compliance applicable to institutional trading & sales, investment banking,… more
    Scotiabank (06/06/25)
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  • Manager , Compliance Testing

    Scotiabank (New York, NY)
    Manager , Compliance Testing **Requisition ID:** 223397...You'll Bring** + A minimum of 5 years of compliance , audit or regulatory exam ... support experience with at least 3 of which should involve compliance testing or audit . + Experience/background in compliance applicable to broker-dealer… more
    Scotiabank (05/31/25)
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  • Compliance Business Oversight…

    TD Bank (New York, NY)
    … Business Oversight Manager - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review of brand ... experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong… more
    TD Bank (07/22/25)
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  • Director, Compliance , Global Control Room…

    TD Bank (New York, NY)
    …Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure… more
    TD Bank (06/02/25)
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  • Senior Manager , Fraud Risk Management (US)…

    TD Bank (New York, NY)
    …senior stakeholders on materials and presentations, membership and minutes, as well as leads Audit / Regulatory and Exam Management for US Fraud, Insider and ... across TD's corporate functions and business units.** The Senior Manager will drive governance activities and committees for fraud,...for fraud, insider and conduct risk, as well as audit and regulatory engagement across our broader team. This… more
    TD Bank (07/30/25)
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