- TD Bank (New York, NY)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- TD Bank (New York, NY)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- American Express (New York, NY)
- …and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- American Express (New York, NY)
- …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... a central point of contact for internal and external exam management activities, supporting the ECMX product and operational...and operational teams in assigning and preparing responses to audit requests, drafting audit reports and completing… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam ... at least 3 of which should involve testing or audit . + Experience/background in compliance applicable to...involve testing or audit . + Experience/background in compliance applicable to institutional trading & sales, investment banking,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing ... + Minimum of 5 years of experience in banking compliance , internal audit , or as a financial...compliance . + Familiarity with issue management and regulatory exam processes. COMPENSATION AND BENEFITS This position is eligible… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking, ... analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... Surveillance Quality Assurance Manager will help lead a specialized function responsible for...years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and… more