- TD Bank (New York, NY)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- American Express (NY)
- …the future of American Express. How will you make an impact in this role? The Manager of ETS Exam and Audit Management will be responsible for managing ... with ETS SLTs and SMEs. This position will report into the Director of ETS Exam and Audit Management within the Technology Risk & Information Security (TRIS)… more
- American Express (New York, NY)
- …will report to a Senior Manager and will work closely with Compliance , Regulatory Exam Lifecycle Management, US Regulatory Relations, and Operational Risk ... audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud… more
- American Express (New York, NY)
- …an impact, and together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management** **How we serve our customers is ... and align with regulatory requirements and best practices. The Audit & Regulatory Engagement team supports the Compliance...educates partners with an examiner and regulator mindset.** **The Audit & Regulatory Management - Manager will… more
- American Express (New York, NY)
- …US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance audit approach. This role ... City, or Phoenix and reports to the Vice President, Audit Leader of IAG's Global Compliance team....Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. This Manager position is part of the Regulatory Exam Lifecycle Management (RELM or ... 'the Team') in Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory...and risk management processes that underpin the company's regulatory exam framework. RRM focus areas include management of RELM's… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** As a Manager on the Compliance Issues, Events and Remediation Governance team, you will play ... a pivotal role in developing and executing the firm's compliance risk governance initiatives. This team is responsible for...the Issues, Events and Remediation program. + Support in audit and regulatory exam queries and initiatives… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- American Express (New York, NY)
- …reporting requirements. + Conduct data analysis, issue resolution, and ad-hoc data pulls for audit and exam responses. + Manage projects in support of the ... and grow your career. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide...CRR and Enhanced Due Diligence ("EDD") programs. **Role of Manager , GFCC Reporting Team** As GFCC embarks on a… more