- Unknown (New York, NY)
- …play a pivotal role in supporting the Chief Operating Officer in the oversight of regulatory, compliance , and governance issues across various insurance ... are required. Familiarity with reinsurance and fronting structures, as well as compliance certifications, are a plus. Hiring Manager Title Chief Operating… more
- Unknown (New York, NY)
- …subject matter expert on FCA client money and assets rules, leading the oversight and implementation of compliance frameworks, and partnering with various teams ... with a professional qualification. The ideal candidate will have a background in compliance within a buy-side asset manager , investment bank, regulator, or… more
- Unknown (New York, NY)
- …with a clear focus on the future. This executive will be responsible for the oversight and maintenance of compliance , with a particular emphasis on federal and ... Executive Vice President, Compliance About the Company Innovative financial technology (FinTech)...strong understanding of the regulatory landscape in which the business operates. Experience in a dynamic, fast-paced environment, particularly… more
- Unknown (Seneca Falls, NY)
- …senior leadership team. The successful candidate will be a strategic partner, providing oversight of all business and financial operations to support the ... oversight , ensuring that HR policies support institutional effectiveness and regulatory compliance . Hiring Manager Title President Travel Percent Less than… more
- Unknown (New York, NY)
- …and Third Party Risk Manager to play a key role in the oversight and enhancement of operational processes and systems within the Payments & Fintech Partnerships ... and program manager due diligence, ensuring regulatory, contractual, and procedural compliance . This pivotal position involves working closely with AML and PFP … more
- Unknown (New York, NY)
- …Marketplace Banking Brokerage Economics Finance IPOs Personal Finance Publicly Traded Business Wall Street Keywords Savings & Investing Credit Insurance Morgan ... brokerage research institutional consulting wealth management and private wealth management Business Classifications B2B Marketplace About the Role The Company is… more
- Unknown (New York, NY)
- …and market structure, and at least 10 years of relevant work experience in business risk and controls, compliance , or audit. Key responsibilities for the SVP ... Services Banking & Mortgages Consulting & Professional Services Brokerage Business Common Purpose Finance Financial Ingenuity Financial Responsibility Global Bank… more
- Unknown (New York, NY)
- …at operating in an environment that values innovation and cutting-edge technology. Hiring Manager Title Head of Financial Crimes Compliance Travel Percent Less ... Buy Bitcoin Buy Crypto Crypto Digital Assets Ether Zcash Business Classifications Marketplace About the Role The Company is...Head of KYC to join their global Financial Crimes Compliance team. The successful candidate will be the primary… more
- Unknown (Middletown, NY)
- …management, encompassing the oversight of finance, information technology, strategic business operations, and risk/ compliance . The CRO will be a visionary ... and maintaining a comprehensive enterprise risk management framework, ensuring regulatory compliance , and serving as the executive liaison with regulators, auditors,… more
- Unknown (New York, NY)
- …Marketplace Banking Brokerage Economics Finance IPOs Personal Finance Publicly Traded Business Wall Street Keywords Savings & Investing Credit Insurance Morgan ... brokerage research institutional consulting wealth management and private wealth management Business Classifications B2B Marketplace About the Role The Company is in… more
