• Compliance Manager

    TD Bank (New York, NY)
    Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
    TD Bank (10/18/25)
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  • Compliance Program Manager

    Tompkins Community Bank (Ithaca, NY)
    …(3) years in regulatory or compliance administration. + Certified Regulatory Compliance Manager (CRCM) certification or scheduled within six (6) ... Amherst, NY; Batavia, NY; Wyomissing, PA; Brewster, NY* The Compliance Program Manager reports to the Director...risk parameters. The ideal candidate has functional knowledge of Regulatory Compliance , experience with Complaints tracking, … more
    Tompkins Community Bank (09/25/25)
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  • Senior Regulatory Compliance

    Mount Sinai Health System (New York, NY)
    …the Clinical Trials Manager in developing and ensuring clinical trial regulatory compliance . + Coordinates communication with investigators and members of ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently...other submissions as required. + Collaborates with the Financial Manager on the development of the study budget (as… more
    Mount Sinai Health System (10/08/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer ... Second Lines of Defense regarding a broad range of compliance and regulatory issues and works hand-in-hand...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory more
    SMBC (10/09/25)
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  • Compliance Officer, Regulatory

    TD Bank (New York, NY)
    …to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for ... Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across… more
    TD Bank (09/21/25)
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  • Director, Compliance Regulatory

    TD Bank (New York, NY)
    …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders… more
    TD Bank (09/21/25)
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  • Vice President, Compliance

    TD Bank (New York, NY)
    …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
    TD Bank (09/21/25)
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  • Director, Compliance - Regulatory

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
    TD Bank (09/07/25)
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  • Regulatory Compliance Coordinator…

    Mount Sinai Health System (New York, NY)
    **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... transitions the protocol to be implemented by investigator(s), program manager (s), clinical research coordinator(s), regulatory coordinator(s), and research… more
    Mount Sinai Health System (08/01/25)
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  • Compliance Manager (US)

    TD Bank (New York, NY)
    …and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager ... a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company… more
    TD Bank (10/05/25)
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