- Unknown (New York, NY)
- Vice President, Compliance Monitoring and Testing Officer About the Company Prominent investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for planning… more
- Unknown (New York, NY)
- Vice President, Compliance Monitoring and Testing About the Company Renowned investment bank Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for planning and… more
- Unknown (New York, NY)
- …The role requires interaction with federal and state regulators, supporting the global compliance monitoring program, and performing testing and ... Assistant Vice President of Compliance About the Company Premier investment bank Industry...The Company is seeking an Assistant Vice President of Compliance to join their team. The successful candidate will… more
- Unknown (New York, NY)
- …President, Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an international ... Risk Analyst for Markets 1st Line of Defence Control Testing . The successful candidate will be part of a...and functions to identify, evaluate, and manage operational and compliance risks. This role is pivotal in supporting the… more
- Unknown (New York, NY)
- …The successful candidate will be responsible for the identification, assessment, monitoring , measurement, analysis, communication, and reporting of both market and ... the risks from banking and trading activities are within acceptable levels, in compliance with regulations, and aligned with the risk appetite of the Branch. The… more
- Unknown (New York, NY)
- …risk appetite. This includes reviewing and challenging first-line risk assessments, control testing , loss event data, and issue management. The role also involves ... supporting the development and monitoring of Key Risk Indicators (KRIs) and Key Performance...with a strong background in governance, controls, and regulatory compliance . The role requires a leader who is adept… more
- Unknown (New York, NY)
- …to automate reporting and optimize decision-making, as well as manage stress testing and exposure monitoring to enhance risk management practices. Applicants ... The successful candidate will be responsible for ensuring the accuracy and compliance of valuation processes with industry standards, driving innovation in valuation… more
- Unknown (New York, NY)
- …candidate will be responsible for conducting market risk analysis and monitoring activities for internal stakeholders, as well as providing in-depth analysis ... A key aspect of the role is the familiarity with the onboarding, testing , and implementation processes of new product risk factors to support business growth.… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
