- Neuberger Berman (New York, NY)
- Position Overview: The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... management . This leader acts as the connective tissue across Private Wealth , Technology, Operations, Compliance , Finance, and client-facing teams to source… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... management . This leader acts as the connective tissue across Private Wealth , Technology, Operations, Compliance , Finance, and client-facing teams to source… more
- City National Bank (New York, NY)
- …regulatory agencies, including exam management and other regulatory affairs. For Wealth Management Compliance roles, experience with a financial ... COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY WHAT IS...broker/dealer and/or registered investment adviser/ and the OCC. For Wealth Management Compliance roles, experience… more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a ... (15) years of financial services experience required Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office… more
- Citigroup (Garden City, NY)
- …clients to segment partners when appropriate (including but not limited to Bank, Wealth Management , Small Business, Cards, etc. Keep abreast of trends and ... The Community Mortgage Lending Officer is an entry level position responsible for...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (New York, NY)
- About the Role: Grade Level (for internal use): 13 Director - Review Officer , Corporates & Infrastructure - S&P Global Ratings The Team: The Analytical Quality & ... to various stakeholders including Board Members, Regulators, and Senior Ratings Management , serving as a credible spokesperson for our analytical views Support… more
- Capital One (New York, NY)
- …Tech Risk Officer (CTRO) and the Tech & Data Risk Management (TRM) organization have broader responsibilities for cybersecurity but also reliability, software ... of the CISO, the CIO/CTO, and the Chief Data Officer . The CTRO reports to the Chief Risk ...reliability engineering, technology, data analyst, data scientist, and risk management professionals. They have a wealth of… more
- KeyBank (Amherst, NY)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- HUB International (New York, NY)
- …SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth ** will be responsible for assisting ... business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion… more
- US Bank (New York, NY)
- …is one of the nation's most respected financial institutions, delivering personalized wealth management solutions to individuals, families, and institutions. We ... their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is...shaping and executing the investment strategy for US Bank Wealth Management . This role provides visionary leadership… more
