- KeyBank (Amherst, NY)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- HUB International (New York, NY)
- …SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth ** will be responsible for assisting ... business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion… more
- US Bank (New York, NY)
- …is one of the nation's most respected financial institutions, delivering personalized wealth management solutions to individuals, families, and institutions. We ... their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is...shaping and executing the investment strategy for US Bank Wealth Management . This role provides visionary leadership… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... management . This leader acts as the connective tissue across Private Wealth , Technology, Operations, Compliance , Finance, and client-facing teams to source… more
- HSBC (New York, NY)
- Private Bank and Wealth Business Partner Brand: HSBC Area of Interest: Finance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In ... compliance with applicable laws, HSBC is committed to employing...share. The position supports the Global Private Banking and Wealth Business. The position will be the business partner… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... + Deepen relationships with existing clients in Citi Personal Wealth Management and Retail bank through the...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- HSBC (New York, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... Work style: Office Worker Date: 10 Dec 2025 In compliance with applicable laws, HSBC is committed to employing... Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams… more
- City National Bank (New York, NY)
- …agencies, including exam management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial institution ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS...and/or registered investment adviser/ and the OCC. * For Wealth Management Compliance roles, experience… more
- Insight Global (New York, NY)
- …The Compliance Officer will report to a supervisor with the Wealth Management Broker/Dealer Compliance division. * Review marketing material for ... Job Description The Compliance Officer will work closely with...abilities in analytical thinking, problem solving, research, and time management Must have excellent verbal communication and people skills… more
- Citigroup (New York, NY)
- …consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management . Citi Bank Retail Mortgage provides home lending ... The Mortgage Lending Officer role is a developing professional role. This...partners when appropriate (including but not limited to Bank, Wealth Management , Small Business, Cards, etc. +… more