- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $77,000 to… more
- KeyBank (Albany, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... Real Estate Capital, primarily the Community Development Lending and Investment team, or other KeyBank lines of business as...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- Bank of America (New York, NY)
- Credit Officer II-Global Corporate & Investment Banking San Francisco, California;New York, New York; Atlanta, Georgia; Dallas, Texas; Austin, Texas **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/San-Francisco/Credit- Officer -II-Global-Corporate Investment -Banking\_25036924-2) **Job Description:** At Bank of… more
- Banco Popular Puerto Rico (New York, NY)
- …Oct 7, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance...health plan, flexible time off options, and savings and investment plans. Seasonal/temporary employees are not eligible for these… more
- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment… more
- JPMorgan Chase (New York, NY)
- …curiosity, accountability, and enterprise perspective. **Job Responsibilities:** + Serve as Chief Compliance Officer of a registered investment fund focused ... regulated environments. **Preferred Qualifications, Capabilities and Skills:** + Experience as Chief Compliance Officer of a registered investment company. +… more
- JPMorgan Chase (New York, NY)
- As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making… more
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