- House of Blues (NY)
- …Role: The Regulatory & Legal Compliance Associate will report to our Compliance Manager , working with the broader Governance Risk & Compliance team, ... THIS ROLE WILL DO: This associate will support the Regulatory & Legal Compliance team by: +...functions of the job should contact either the hiring manager for the role or a Human Resources representative… more
- Mallinckrodt Pharmaceuticals (Hobart, NY)
- …site and serves as the site's subject matter expert (SME) on DEA regulatory compliance , offering guidance and support to management, supervisors, and staff. ... Job Title Manager , Controlled Substances Compliance Requisition JR000014914...preferably in the area of manufacturing, quality assurance or regulatory compliance with emphasis on Controlled Substances… more
- City National Bank (New York, NY)
- …Fund Accounting, Custody, Accountants, Attorneys, Insurance providers', etc.) and legal, regulatory and compliance requirements. * Analyze and evaluate data ... *BUSINESS AFFAIRS MANAGER * *WHAT IS THE OPPORTUNITY?* This position is...1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and… more
- American Express (New York, NY)
- …and excellence + Relevant compliance certifications are preferred (eg Certified Regulatory Compliance Manager (CRCM),). + Strategic thinking and a ... third-party vendor teams to ensure the accuracy and completeness of the regulatory inventory scope and content. + Leverage compliance technology systems to… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new ... its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly...review and analysis to harmonize with the overall rules inventory , control and business mappings and Risk Assessment ratings.… more
- Bank of America (New York, NY)
- …+ Advisory + Decision Making + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive Presence + Issue Management ... issues and/or operational risk losses + Oversees and manages inventory of risks and associated metrics for risk appetite...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Manages the… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and...-identified findings + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- TD Bank (New York, NY)
- … compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...-identified findings + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS...-identified findings. + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- Fresenius Medical Center (New York, NY)
- …mission, vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory , FMS and FMS policy ... the facility ensuring cost-effective facility operations in accordance with all legal, compliance and regulatory requirements and programs. Collaborates with the… more