- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- KeyBank (Amherst, NY)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- American Express (New York, NY)
- …review remediation strategies, plans and actions. Prepare and report updates on transaction testing and identified data risks to senior management. + Stay ... Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering...within or throughout its lifecycle. EDRM is hiring a Manager , who will play a pivotal role in setting… more
- TD Bank (New York, NY)
- …to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance...capital markets. + Design and implement risk governance frameworks, compliance programs, and control testing strategies tailored… more
- Coinbase (Albany, NY)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- M&T Bank (Buffalo, NY)
- … compliance . + Spearhead collaboration among cross-functional teams and senior or executive leadership to align technology practices with overarching business ... as assigned. **Scope of Responsibilities:** + This role primarily interacts with senior people leaders within the Technology and Cybersecurity teams, senior … more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice,… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more