• Compliance Testing Senior…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager ,...Compliance Testing Plan. + Align targeted testing approach to key controls associated with ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and... testing is adequately designed to identify potential control gaps and non- compliance with laws and… more
    Scotiabank (06/06/25)
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  • Manager , Compliance Testing

    Scotiabank (New York, NY)
    Manager , Compliance Testing **Requisition... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
    Scotiabank (05/31/25)
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  • Plan Sponsor Compliance Manager

    Lincoln Financial (Albany, NY)
    …#:** 74829 **The Role at a Glance** We are excited to be hiring a ** Manager , Compliance testing team** role in our Retirement Plan Services business ... implements training plans based on assessment of team needs * Monitors and controls expenses within defined budget limits **What we're looking for** _Must-haves:_ 5+… more
    Lincoln Financial (07/12/25)
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  • Controls Assessment & Testing Senior…

    M&T Bank (Buffalo, NY)
    …of Cybersecurity threats and emerging security issues + Experienced in conducting security control testing of systems + IT Audit experience \#LI-JB3 M&T Bank ... + Able to provide examples of non-ITGC (IT General Control ) audits/reviews/ testing that they have recently conducted...the current version of the NIST SP800-53 and 800-53a Controls , or other recognized control frameworks, such… more
    M&T Bank (07/24/25)
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  • Control Testing Senior…

    HSBC (Buffalo, NY)
    …our people, our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control ... Methodology. Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate...testing deliverables through effective coaching and overseeing the control testing team and ensuring compliance… more
    HSBC (07/12/25)
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  • CCO Control Testing Manager

    HSBC (Buffalo, NY)
    …our customers, our people, our investors, our communities and the planet we all share. CCO Control Testing Manager role act as an independent First Line of ... control testing . As our CCO Control Testing Manager you will:...environment + Minimum 5-10 years of relevant experience in control testing , Internal Audit, Internal Controls… more
    HSBC (07/18/25)
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  • Internal Controls Manager

    Diageo (NY)
    …annual CARM (Sox) planning. + Conduct testing and evaluation of Non-Sox testing and control self-assessments. + Document findings and work with business ... and control frameworks, financial policies and procedures, process and internal controls leading practices and best in class compliance practices. +… more
    Diageo (07/04/25)
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  • Manager of Infrastructure Governance, Risk…

    Mizuho Corporate Bank (New York, NY)
    Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our ... tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory requirements,...+ Monitor and report on the effectiveness of GRC controls and initiatives Stakeholder Engagement: + Serve as a… more
    Mizuho Corporate Bank (07/19/25)
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  • Associate Director, In-Business Control…

    S&P Global (New York, NY)
    …and internal controls . + Work with 2nd/3rd Line departments (eg, Compliance , Internal Control , Internal Audit, etc.) to optimize the partnership between ... decision making. + Carry out risk-based periodic monitoring and testing of key controls ; Utilize databases to... design. + Knowledge of best practices in internal control testing approaches and documentation of results.… more
    S&P Global (07/30/25)
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  • Compliance Monitoring and Testing

    TD Bank (New York, NY)
    … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
    TD Bank (07/26/25)
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