- Wedbush Securities (New York, NY)
- Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth ... commanding premium valuations and attracting massive capital deployment. Wedbush Securities is establishing a premier semiconductor and hardware investment banking… more
- Hampton Strategies (New York, NY)
- …legal support across fund formation, regulatory compliance, investment-related matters, corporate governance, and internal legal operations. The ideal candidate ... Regulatory & Compliance Support Monitor and maintain compliance with applicable securities laws and regulations affecting private investment funds and registered… more
- Basic Capital (New York, NY)
- …open to registering in New York 5 to 10 years of relevant experience in corporate , securities , or tax law, ideally with fintech exposure Deep understanding of ... directly to our Co-Founder and CEO, Abdul Al-Asaad, and partner with leaders across the business to ensure every...platforms stay compliant with federal and state laws across securities , lending, and privacy Create internal policies and controls… more
- PowerToFly (New York, NY)
- …tax provision and tax analytics. In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and ... a high volume of tax adjustments, Federal and state corporate income tax returns in a time sensitive environment...this by offering a wide range of investment banking, securities , wealth management and asset management services. All that… more
- Liberty Mutual Insurance (New York, NY)
- …and special situations investments (eg, convertible/hybrid or structured preferred securities , holding company notes, mezzanine and subordinated loans, senior ... Qualifications Legal Excellence: Significant relevant experience at leading law firm and/or corporate environments; JD and admission in good standing to a US… more
- JPMorgan Chase (New York, NY)
- …market opportunities, including in the evolving digital assets and ETF space + Partner with Securities Services teams to deliver ongoing legal guidance and ... for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal… more
- M&T Bank (Amherst, NY)
- …transactions for equities, fixed income, asset backed securities , mortgage backed securities , physical securities , corporate and municipal bonds. + **Own ... **Overview:** As a Securities Operations Analyst, you'll be at the center...audits; help facilitate user certifications and access reviews. + ** Partner across desks and teams** : Coordinate with internal… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... include but are not limited to the following: + Partner with the Business, Risk and Change Delivery to...to establish, deliver and support governance processes across TD Securities . + Support the Business in the design, implementation,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is...Corporate and Investment Banking, Global Markets, and other partner groups. + Conduct market research, competitor analysis, and… more
- M&T Bank (Amherst, NY)
- …transactions for equities, fixed income, asset backed securities , mortgage backed securities , physical securities , corporate and municipal bonds. You'll ... behind the scenes. In this role, you'll execute a high volume of securities transactions and related account activities with precision and speed - free receipts,… more
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