- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Group provides comprehensive breadth and depth of coverage across four core services : Market Making, Clearing, Hedging and Investment Solutions and Agency and… more
- Guardian Life (New York, NY)
- …want to be part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as ... standards impacting Guardian's retail wealth management business, including its affiliated broker- dealer and investment adviser entities. + Assist with the Firm's… more
- Guardian Life (Albany, NY)
- …be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct ... 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
- Citigroup (Getzville, NY)
- **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the Operations ... in data-driven regulatory reporting, analysis, and quality assurance for swap dealer reporting. We ensure accurate and compliant reporting by implementing robust… more
- SMBC (New York, NY)
- …to adapt to changing market conditions + Knowledge of capital markets products and services relevant to the Banks and Broker Dealer clients + Knowledge of ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Lincoln Financial (Albany, NY)
- …this opportunity. **Requisition #:** 74762 **The Role at a Glance** The Analyst , Investment Accounting Trade Operations will provide timely and accurate more complex ... on General Account Invested Assets from an oversight role of external service providers. + Support strategic asset realignment across General Account portfolios on… more
- Tradeweb (New York, NY)
- …Companies_ (2024) and by US News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets LLC ("Tradeweb") is proud to be an ... trading. https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a Business Analyst to join our Institutional Fixed Income Group. This… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate ... **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting. + Foundational knowledge of US regulatory… more
- Citigroup (Getzville, NY)
- …skills. + 4+ years of related experience in the banking / broker- dealer industry. + Material experience with operational risk disciplines; processes, risks and ... controls and familiarity with financial product and services , as well as brokerage accounting. + Regulatory filing related to Financial Industry related regulations… more
- Lincoln Financial (Albany, NY)
- …leveraging and applying knowledge to administer the data protection infrastructure and service portfolio. **What you'll be doing** + Responsible for the engineering ... platforms. + Responsible for troubleshooting enterprise data protection infrastructure, services , backup system(s) network connectivity, and performance issues to… more
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