- TD Bank (New York, NY)
- … Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US ... within TDS. This Director role will focus on driving compliance -owned remediation initiatives and supporting the strategic establishment of centralized… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- HSBC (New York, NY)
- Director of Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, ... Director of Wealth, Private Banking and Insurance Regulatory Compliance for US is the management...between the demands of regulators, external bodies and governmental initiatives and the Group's shareholders and customers in enacting… more
- WMCHealth (Valhalla, NY)
- Network Director , Medication Safety and Regulatory Compliance Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: ... Internal Applicant link Job Details: Job Summary: The Network Director , Medication Safety and Regulatory Compliance … more
- Mohawk Valley Health System (Utica, NY)
- Sr Director Quality Management & Regulatory Affairs - Full Time - Days Department: QUALITY IMPROVEMENT Job Summary The Senior Director of Quality Management ... Provides leadership for advancing, developing, refining and innovating quality and regulatory operations throughout the organization. The Senior Director of… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... on the global mandate and business critical projects and initiatives . Depth & Scope: + Acts as practice leader...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more