- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...management of individuals covering these Business lines from a Compliance perspective today. The Director Compliance… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... role will be a key member of the TDS US Compliance Initiatives Team and US...Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...10 or more years of experience with a registered US broker dealer or regulator. + JD desirable but… more
- Bank of America (New York, NY)
- …18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral- US /job/New-York/ Director -- Compliance -and-Operational-Risk-Manager\_25034452) **Job ... Director ; Compliance and Operational Risk Manager...requisition number. **EMPLOYER:** BofA Securities, Inc. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...or more years of experience in, with a registered US broker dealer or regulator, Branch Inspections testing a… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join our team in ... **Work Location** : New York, New York, United States of America **Hours:** 40...investment banking Functions including M&A, Debt and Equity Capital Markets . The Director Compliance TDS… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... and ideas of those who work and shop with us because our differences make us stronger\....Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Director , Ethics & Compliance Counsel **Job Description Summary** We are seeking an experienced and dynamic Global Ethics & Compliance Counsel ... who will provide advice to employees on ethics & compliance topics and continue to evolve our Ethics &...bar membership in good standing in at least one US jurisdiction preferred. **Skills/Experience** + 10+ years of experience… more
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