- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Sr. Regulatory Officer works with the Regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations. **Role Objectives** + Serve as the primary Regulatory Relations… more
- JPMorgan Chase (New York, NY)
- As the Managing Director , Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... bank's financial goals. This role requires deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance...with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC has the ... 1940 (the "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate loans. Responsible for the… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC has the ... 1940 (the "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate loans. Responsible for the… more
- JPMorgan Chase (New York, NY)
- …risk management at one of the world's leading financial institutions. As an Executive Director (Model Risk Officer ) in the Model Risk Governance & Review (MRGR) ... Model Risk Governance & Review group as an Executive Director and lead a team of professionals responsible for...risk assessments and communication of model risk findings to senior stakeholders both internal and external. + Foster a… more
- Trinity Health (Syracuse, NY)
- …visitors, vendors, various regulatory and professional agencies. **SUPERVISED BY:** Senior Security Supervisor, Security Manager, and Regional Director of ... - 6:30am The schedule includes working a weekend and holiday rotation ** Senior Security Officer ** **(Armed)** **MISSION STATEMENT:** We, St. Joseph's Health,… more
- L3Harris (Rochester, NY)
- …sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: ... is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations of allegations of… more
- MTA (New York, NY)
- …they relate to equal opportunity. Reporting to the Deputy Chief Diversity and Inclusion Officer / EO (DCDIO), the Senior Director Investigations will manage ... Senior Director Equal Opportunity (EO) Investigations... Senior Director Equal Opportunity (EO) Investigations Job ID: 11878...Civil Rights SUPERVISOR : Deputy Chief Diversity and Inclusion Officer , EO LOCATION : 2 Broadway New York, NY… more