• Director , Trade Surveillance…

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
    TD Bank (09/06/25)
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  • Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …be part of the broader Surveillance Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and ... compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads,… more
    TD Bank (08/21/25)
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  • Director , Compliance Regulatory…

    TD Bank (New York, NY)
    …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors… more
    TD Bank (08/30/25)
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  • Director , Compliance - Regulatory…

    TD Bank (New York, NY)
    …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
    TD Bank (09/07/25)
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  • Executive Director , Swap Dealer Compliance…

    CIBC (New York, NY)
    …Dealer Compliance Officer is responsible for performing important advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance ... + Ability to develop and maintain automated exception based surveillance reports: + Strong interpersonal skills in order to...Proficiency Exam holder is a plus; and + Swap Trade reporting experience is a plus. + **Values matter… more
    CIBC (08/28/25)
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