• Director , Trade Surveillance…

    TD Bank (New York, NY)
    … will be responsible for managing, maintaining and enhancing the TD Securities' current trade surveillance program for Fixed Income within the Global ... prohibited trading practices. Job Details: The US Head of Fixed Income Surveillance , TDS (US) reports to...TD Securities (US), and will cover the business that trade fixed income products. The US Head… more
    TD Bank (05/22/25)
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  • Director , Trade Surveillance…

    TD Bank (New York, NY)
    …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data...Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple… more
    TD Bank (05/22/25)
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  • Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, ... specialized function responsible for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent… more
    TD Bank (05/22/25)
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  • Director , Head of Surveillance

    Capital One (New York, NY)
    …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... Director , Head of Surveillance As the...for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,… more
    Capital One (05/08/25)
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