- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Control Room deployments, and Global Control Room enhancements. + ** Issues Management :** Track and manage Regulatory and...to the Global Head of Global Control Room and Compliance senior management . + **Global Control Room… more
- JPMorgan Chase (New York, NY)
- … Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance ... expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the...Prepare and present Board-facing reports and updates related to compliance oversight and material issues . + Collaborate… more
- Rochester Institute of Technology (Rochester, NY)
- …SRS Director and SRS staff on both pre-and post award non-financial compliance issues on specific research projects, including research misconduct issues ... **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP...its corporate equivalent; + Post award university project research compliance issues , or their corporate equivalent. **Preferred… more
- Molina Healthcare (Buffalo, NY)
- …Molina Medicare. Serves as Molina Medicare's liaison to federal regulatory and plan management staff. The Director is responsible for regulatory filings related ... liaison regarding regulatory and legislative activity relative to Molina Medicare. The Director will participate with the Molina Medicare Compliance Committee.… more
- CUNY (Bronx, NY)
- …financial aid regulations, policies, and procedures; leads internal/external audits, troubleshoots compliance issues , and ensures Title IV and NY State ... who works in partnership with the Financial Aid Office management team. The Associate Director will also...notifications; works with campus offices to address and correct compliance issues . + Oversees and manages the… more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking ... Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of...wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance...judgment, and the ability to evaluate complex regulatory business issues . + Advanced project management skills and… more
- Stony Brook University (Stony Brook, NY)
- …compliance violations and recommend corrective actions and further, directs identified compliance issues to the appropriate existing channels for evaluation ... Director of Clinical Research Compliance and...and related operations teams to ensure current and ongoing management of and education regarding compliance programs… more
- TD Bank (New York, NY)
- …and employee matters in connection with TD's US Wholesale businesses. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...routine and ad hoc filings related to complaints, reportable issues , disclosures, and broker dealer requirements. + Respond to… more
- MTA (New York, NY)
- Senior Director Construction Compliance (DSO) Job ID: 10939 Business Unit: MTA Construction & Development Location: New York, NY, United States ... 30 days after their effective hire dat e. JOB TITLE: Senior Director Construction Compliance AGENCY: Construction & Development DEPT/DIV: Delivery/DSO REPORTS… more
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