- Dow Jones (New York, NY)
- …trade compliance programs. As part of our investment plan, we are seeking an exceptional Due Diligence Relationship Manager ("DDRM") for the Americas ... management of structured content, screening, monitoring and workflow platforms, and due diligence report services designed to enable our clients to identify and… more
- Huntington National Bank (New York, NY)
- Description Roles & Responsibilities: + Perform upfront due diligence reviews, including credit, AML and risk policy review and approval + Determine lessons ... the 2nd LOD Risk, Enterprise Fraud, InfoSec, Third Party Relationship Management and 3rd LOD to effectively manage risk....at a sponsor bank or managing the sponsor bank relationship with clients + 3+ years of Operational risk… more
- TD Bank (New York, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client contact ... maintain smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the...required customer identification information, and performing other + Customer Due Diligence and Enhanced Due … more
- American Express (New York, NY)
- …relationships through the third-party risk management lifecycle, including planning, due diligence , contract negotiation, ongoing monitoring, and termination. ... effectively manage the bank's contractual relationships with affiliates + Execute risk-based due diligence activities based upon defined criteria and risk… more
- Bank of America (New York, NY)
- Merrill Market Client Relationship Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... regulatory, financial, operational, and reputational risks. The **Market Client Relationship Manager (MCRM)** is a direct report...Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review +… more
- Raymond James Financial, Inc. (New York, NY)
- **Summary of the Position:** The Equipment Finance Relationship Manager will execute the Equipment Finance Direct Corporate Sales Strategy, directly sourcing ... for TriState Capital Equipment Finance line of business. The Relationship Manager is responsible for sourcing and...all potential transactions. The Officer assists in the underwriting, due diligence , closing, and monitoring of lending… more
- M&T Bank (New York, NY)
- …and increase existing business. + Perform special projects such as recruiting, due diligence , and acquired portfolio absorption. **Scope of Responsibilities:** ... The position has extensive contact with customers, extending credit and providing Bank services. Communication with attorneys to coordinate closing, service existing credits, and work out problem loans. **Education and Experience Required:** Bachelors degree… more
- Citizens (New York, NY)
- …risk assessment, generating targeted returns from investments, structuring credit terms, coordinating due diligence efforts, and may be responsible for marketing ... + Support Portfolio Management team with various ongoing credit management + Establish and cultivate Bank and Institutional Relationships across the Financial Services Sector + Act as the primary contact representing the organization in key client… more
- Cherry Bekaert (Albany, NY)
- …and strategic corporations across the US and internationally. Our services include buy-side due diligence , sell-side due diligence , working capital ... and Directors to manage activities of buy-side and sell-side accounting and financial due diligence engagements + Develop relationships with clients and engage… more
- Bank of America (New York, NY)
- …demonstrate an ability to develop and articulate investment insight and opinion. Conducts primary manager due diligence ; both initial and ongoing on mutual ... in the investment industry, preferably in an analytical role related to investment manager due diligence , equity research, quantitative research, portfolio… more