- Citigroup (New York, NY)
- …are Finance partners to the functions and businesses they support. This Equities Senior Financial Officer role will support the following ... and implementation of strategic business initiatives and partnering across other functions and Finance disciplines. Lead Financial Officer (LFO) teams… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Providing compliance coverage and compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/business/product rules and… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. + Advising ICRM and… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- City of New York (New York, NY)
- …and Services. The division's Deputy Commissioner also serves as the Agency's Chief Equity Officer and oversees Race to Justice, the Agency's internal reform ... Job Description The Center for Health Equity & Community Wellness (CHECW) seeks to eliminate... Officer . Reporting to the Deputy Chief Medical Officer , the Senior Advisor, Maternal Mental Health… more
- JPMorgan Chase (New York, NY)
- As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide...with teams across business lines (eg, risk, underwriting, legal, finance ) to balance growth and risk. + **Decision-Making Authority:**… more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core...Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise,… more
- Highmark Health (Albany, NY)
- …on all efforts. + Provide proactive guidance, education, and information to senior management, so that leaders remain informed and aware of risks, requirements, ... Committee meetings of the Board. Gathers data and prepares reports for senior management and Board of Directors as needed. Ensure reporting obligations are… more
- SUNY Geneseo (Geneseo, NY)
- …The Assistant Vice President also serves as a member of the Vice President of Finance and Administration's Senior Staff and often represents the campus with the ... Assistant Vice President of Facilities and Planning and Chief Sustainability Officer Bookmark this Posting Print Preview | Apply for this Job Please see Special… more
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