- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the ... of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA...Qualifications + Minimum 5+ Years of specialized experience in Financial Crimes Compliance or related function at… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk ... Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- Citigroup (New York, NY)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....Quality Assurance and the Group Audit Committee. The QA function...preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years… more
- TD Bank (New York, NY)
- … Crime Risk Management **Job Description:** **Department Introduction:** The Lead Financial Crimes Investigator (AML Public-Private Partnerships ) is responsible ... financial crime investigations, including money laundering, terrorist financing, and other financial crimes . This role requires extensive knowledge of AML… more
- Guardian Life (New York, NY)
- …procedures to identify and prevent misconduct. + Assist in the completion of periodic anti- financial crimes risk assessments and related action plans. + Uses and ... performs quality assurance testing on industry databases, systems,...accurately monitor transactions in real time. + Assists in anti- financial crimes trainings. **You have** + Minimum… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview:** The Senior Business Analyst role sits within Financial Crimes Risk Management (FCRM) and works on various systems ... data and technology-related projects + Some working knowledge of banking and or financial crimes domains **Customer Accountabilities:** + Leads a diverse range… more
- Wells Fargo (New York, NY)
- …across multiple areas or the enterprise, as well as good understanding of financial crimes , operational risk, audit, legal, credit risk, market risk, IT ... value to the processes, Line of defense Structure + Familiar with various quality assurance techniques, issue verification frameworks and role of issue… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …**Required Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more