- Citigroup (Queens, NY)
- …Finance, Accounting, Master's degree preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** ... of Business, Risk, Legal, and Treasury. **Responsibilities:** + Prepares comprehensive regulatory capital technical interpretation memos and discusses with… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Raymond James Financial, Inc. (New York, NY)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- JPMorgan Chase (Brooklyn, NY)
- …(CRP) group, you will have the opportunity to provide independent policy interpretation , escalate regulatory capital issues, and ensure compliance with Basel ... through independent (2nd Line of Defense - 2LOD) research, interpretation , and application of relevant regulatory guidance...and policy interpretations to maintain compliance with publicly issued regulatory capital rules in a dynamic and… more
- TD Bank (New York, NY)
- … regulatory intelligence to strengthen compliance oversight of applicable laws, rules , and regulations, streamline regulatory change management, and embed ... and strategic direction. **Job Description** Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
- American Express (New York, NY)
- …if applicable. **Key Competencies:** + Strong business acumen and judgment + Regulatory interpretation and control design expertise + Excellent interpersonal and ... + Coordinate with compliance, legal, risk, and audit teams to ensure consistent interpretation and application of rules and policies. + Provide guidance on… more
- City National Bank (New York, NY)
- …ADV and CFTC reporting. * Provide guidance and coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... the compliance program including monitoring business area compliance with applicable laws, rules , and regulations, and ensuring effective controls are in place to… more
- TD Bank (New York, NY)
- …Unfair and Deceptive Acts and Practices ("UDAAP"), and consumer compliance laws, rules , or regulations. The ideal candidate will have a strong understanding of ... (FHA, Reg. Z, V/FCRA, B/ECOA, E, SCRA, MLA, etc.), ability to assess regulatory risks associated with business line processes and can work independently in a… more
- TD Bank (New York, NY)
- …business-friendly manner + Participates in client meetings and calls to provide regulatory advisory and rule interpretation , leveraging understanding of global ... obligations are met + Participates in TD Securities-wide regulatory implementation efforts for new rules and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- WSP USA (New York, NY)
- …protection and suppression, and fluid flow systems to conform with applicable rules , standards, and construction or operating permits. + Develop construction and ... conforms with specifications, permit applications, schematics, compliance documentation, and regulatory and technical analysis memos. + Prepare data and… more
Recent Searches
- Finance Accounting Analyst (United States)
- Administration Suppor Coordinator (Michigan)
- Library Partnerships Specialist Project (United States)
- Network Materials Manager (California)
Recent Jobs
-
Bank Customer Service Representative
- Mass Markets (Killeen, TX)
-
Intern - Low Earth Orbit Tester - Summer
- Lumen (Denver, CO)