• First Line Risk

    Mizuho Corporate Bank (New York, NY)
    …closely with all business lines and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First ... changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may also be asked to support non-financial … more
    Mizuho Corporate Bank (07/15/25)
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  • Embedded First Line Operational…

    Tradeweb (New York, NY)
    …is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... in collaboration with control owners. + Oversee first line control design and...experience in operational risk , business controls, or first line risk management, ideally… more
    Tradeweb (06/04/25)
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  • Price and Credit Risk & Controls Senior…

    Citigroup (Getzville, NY)
    …across Markets businesses and CTI. Price Risk Execution is a first line cross-asset risk and control function, which operates or facilitates controls ... will require knowledge of Price Risk processes ( first or second line risk management and/or valuation control ) as well as change skills to define,… more
    Citigroup (07/02/25)
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  • Advisory Compliance Officer - Fixed Income…

    Santander US (New York, NY)
    risk assessments; Developing relationships with key stakeholders within the Bank (eg, Legal, Risk , First Line Control teams) and build credibility ... Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and… more
    Santander US (06/27/25)
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  • Enterprise Risk Manager

    Tradeweb (New York, NY)
    …capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage adequacy, and issue ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...leading key components of the firm's ERM program, including control testing oversight, regulatory risk assessments, … more
    Tradeweb (06/06/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control , and Front Office Technology ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
    TD Bank (06/26/25)
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  • First Line Risk Sr Manager…

    Citizens (New York, NY)
    Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... banking relationships and payment structures to establish mitigating controls, risk thresholds, and continuously monitor control effectiveness....federal regulatory requirements. You will also work with the First Line Risk Manager to… more
    Citizens (05/18/25)
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  • Senior Associate, First Line

    S&P Global (NY)
    …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... on the technology aspects. + Support the development of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs) + Establish and manage thresholds for … more
    S&P Global (05/24/25)
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  • Business Risk and Control - Internal…

    Mizuho Corporate Bank (New York, NY)
    …ensure the firm maintains a robust control environment, MUSO has developed a first line , risk based Internal Controls Testing (ICT) Program. As Business ... Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of...effectiveness. Internal controls serve as a component of the first line of defense in mitigating risks,… more
    Mizuho Corporate Bank (05/31/25)
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  • Risk & Control Officer

    MUFG (New York, NY)
    …Losses, etc) + Risk Assessments + Assist with the execution of front- line risk assessment activities (ad hoc Risk /Controls review, all components ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...member of our recruitment team will provide more details. Risk and control officer will be responsible… more
    MUFG (07/12/25)
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