- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- Citigroup (New York, NY)
- …around team environment + Willingness to learn, self-motivated + Experience in Fixed income business knowledge/understanding is preferred + Experience in ... while adhering to Service Level Agreements. + Acts as advisor or coach to new or lower level analysts....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Neuberger Berman (New York, NY)
- …assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on ... The Institutional Client Service Advisor ("CSA") role is an important relationship management...functions across Neuberger Berman, including our operations, legal and compliance , mutual fund services, and new mandate onboarding team.… more
- Athene (New York, NY)
- …that are liquid, transparent, and portfolio-friendly-enabling integration into models as a fixed income alternative or outcome-based building block + Work with ... Strong grasp of how annuities can serve as a fixed income alternative, risk buffer, or ...+ Proven ability to translate investment innovation into real-world advisor adoption-across planning, compliance , and tech platforms… more
- Deloitte (New York, NY)
- …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Tax Senior in this group, ... accounting, finance, MIS, or related field required + Demonstrated practical knowledge in fixed income financial products, income tax principles, debt… more
- Wells Fargo (New York, NY)
- …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities ... this role, you will:** + Act as a trusted advisor to Banking's leadership team, including the CAO and...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Citigroup (New York, NY)
- The IT Business Lead Analyst is a senior-level position responsible within Fixed Income Electronic Trading technology team at Citigroup. We are looking for a ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...Office Trading and Pricing solutions. + Strong knowledge on Fixed Income (Credit and Rates) products and… more
- Neuberger Berman (New York, NY)
- …Equity, Private Credit, Specialty Finance, and others as well Finance teams, and Fixed Income trading desk to review cash needs, monitor trade maturities, ... assets (as of March 31, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge funds-on… more
- Wells Fargo (New York, NY)
- …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities ... this role, you will:** + Act as a trusted advisor to Banking's leadership team, including the CAO and...cross-functional areas including COO, CAO, HR, Finance, Strategy, Legal, Compliance etc. + Craft clear and compelling narratives by… more
- Wells Fargo (New York, NY)
- …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities ... this role, you will:** + Act as a trusted advisor to Banking's leadership team, including the CAO and...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more