• Fixed Income Compliance…

    MUFG (New York, NY)
    …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
    MUFG (06/08/25)
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  • Global Fixed Income Business Manager…

    JPMorgan Chase (New York, NY)
    …such as Control Management, Compliance , Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...trusted advisor to Business/Group Heads, assisting in identifying, escalating, and… more
    JPMorgan Chase (07/17/25)
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  • Corporate and Investment Bank Fixed…

    Wells Fargo (New York, NY)
    **About this role:** Wells Fargo is seeking a Corporate and Investment Bank Fixed Income Capital Markets - Senior Assistant VP (Senior Business Execution ... career areas and lines of business at wellsfargojobs.com . Fixed Income Capital Markets within CIB has...partners across the organization and serves as a trusted advisor in establishing business priorities, partnering with the broader… more
    Wells Fargo (07/29/25)
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  • Marketing Strategist, Advisor Education

    Wellington (New York, NY)
    …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... our perspectives with those of our clients. **About the Role** **Position** The Advisor Education Marketing Strategist will bring a unique set of skills and… more
    Wellington (06/28/25)
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  • Financial Advisor Senior

    City National Bank (New York, NY)
    …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
    City National Bank (07/16/25)
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  • Tax Senior

    Deloitte (New York, NY)
    …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Tax Senior in this group, ... accounting, finance, MIS, or related field required + Demonstrated practical knowledge in fixed income financial products, income tax principles, debt… more
    Deloitte (06/03/25)
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  • IT Business Sr Analyst - C12

    Citigroup (New York, NY)
    The IT Business Senior Analyst is an intermediate-level position within Fixed Income Electronic Trading technology team at Citigroup. We are looking for a ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...and Pricing solutions. + MUST HAVE strong knowledge on Fixed Income (Credit and Rates) products and… more
    Citigroup (07/04/25)
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  • JP Morgan Wealth Management - Vice President…

    JPMorgan Chase (Pittsford, NY)
    …at the forefront of global investment management, providing innovative solutions in equities, fixed income , real estate, hedge funds, and more. With a commitment ... a team responsible for conducting thorough active account and Advisor book reviews. You will play a crucial role...and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team… more
    JPMorgan Chase (08/01/25)
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  • JP Morgan Advisors - Senior Client Associate

    JPMorgan Chase (New York, NY)
    …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
    JPMorgan Chase (06/18/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is committed to providing fair… more
    TD Bank (05/22/25)
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