• Fixed Income Compliance…

    MUFG (New York, NY)
    …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
    MUFG (10/15/25)
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  • Fixed Income Cash and Derivative…

    Citigroup (Getzville, NY)
    …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... clients and internal operations groups + Serve as an advisor and coach to new or junior level staff...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
    Citigroup (10/25/25)
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  • Brokerage Services Financial Advisor

    Bank of America (New York, NY)
    …experience managing a successful book of business. + Expertise in trading equities, fixed income , derivatives, and alternative assets as well as complex trading ... Brokerage Services Financial Advisor New York, New York **To proceed with...the Merrill Lynch Global Wealth and Investment Branch Office Compliance Manual. This position is subject to SAFE Act… more
    Bank of America (11/14/25)
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  • Financial Advisor Senior

    City National Bank (New York, NY)
    …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
    City National Bank (11/07/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
    TD Bank (10/12/25)
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  • Tax Senior

    Deloitte (New York, NY)
    …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Tax Senior in this group, ... accounting, finance, MIS, or related field required + Demonstrated practical knowledge in fixed income financial products, income tax principles, debt… more
    Deloitte (10/25/25)
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  • Investment Team Support Associate

    Neuberger Berman (New York, NY)
    …partner and escalation point for all Investment Teams, including Equities, Fixed Income , Loans, Liquidity, and Multi-Asset strategies across workflows, ... client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge… more
    Neuberger Berman (11/21/25)
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  • JP Morgan Advisors - Senior Client Associate

    JPMorgan Chase (New York, NY)
    …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
    JPMorgan Chase (10/31/25)
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  • US Wealth, Media Relations Leader

    Wellington (New York, NY)
    …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... wealth management. This role will serve as a key advisor to the C-suite and other senior executives, shaping...media coverage and manage reputational risks, working closely with compliance and legal teams to ensure alignment with regulatory… more
    Wellington (10/22/25)
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  • Client Associate - Private Wealth Management

    Neuberger Berman (New York, NY)
    …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... support and serve as a trusted resource for clients and an experienced Wealth Advisor Team. The Client Associate enhances the client experience by assisting with the… more
    Neuberger Berman (11/27/25)
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