- Coinbase (Albany, NY)
- …Audit Committee decks and present at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC reporting ... initiatives. * Responsible for the coaching, mentoring and management of the SEC reporting team, including across multiple time zones in a mostly asynchronous… more
- Warner Bros. Discovery (New York, NY)
- …relations, corporate communications, CSR, and legal. Your Role Accountabilities **Securities Compliance & SEC Reporting ** + Ensure compliance with all SEC ... , -, and other applicable disclosure obligations. + Partner with technical accounting/ SEC reporting , investor relations, and finance teams to ensure accurate,… more
- Warner Bros. Discovery (New York, NY)
- …calls, and relationships with analysts and institutional investors. + Experience with SEC reporting and public company governance. + Deep understanding of ... thrive. Warner Bros. is seeking a strategic and experienced Head of Investor Relations and Treasury during a transformative...company prepares to operate as a standalone public entity. Reporting directly to the Chief Financial Officer, this role… more
- Grant Thornton (Melville, NY)
- …Understanding of regulatory environments across regions (eg, GDPR, Sarbanes-Oxley (SOX), SEC reporting standards, Anti-Money Laundering (AML), emerging AI ... an experienced and execution-focused leader to serve as the Head of Global Product - Advisory. This new role...solutions that enhance our professional advisory services globally. The Head of Global Product - Advisory will lead distributed… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting . Responsibilities + Generate, submit, and/or monitor ... growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that...in a dynamic environment + Knowledge of various FINRA, SEC , or CFTC regulations + Experience with various regulatory… more
- CIBC (New York, NY)
- …Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR + Maintain and enhance ... and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence… more
- New York Times (New York, NY)
- …governance outreach during proxy season and throughout the year. + Collaborate with the SEC reporting and legal departments on the creation of 10Ks, 10Qs, and ... This is a hybrid role based in our New York City headquarters, reporting to the SVP, Head of Investor Relations. You can typically expect to come into the office… more