• Principal Financial Group (New York, NY)
    …AM's strategic objectives. This includes comprehensive oversight of front, middle, and back- office investment management technologies across public and ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for...technology solutions that enable and enhance front, middle, and back- office investment technologies across public and private… more
    DirectEmployers Association (08/07/25)
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  • SMBC (New York, NY)
    …and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management ,… more
    DirectEmployers Association (10/09/25)
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  • SMBC (New York, NY)
    …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, and ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...to understand their needs and provide feedback on model governance best practices. Assist in project management … more
    DirectEmployers Association (09/15/25)
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  • SMBC (New York, NY)
    …and initiatives within the control office , helping to oversee effective governance , risk management , and compliance across the organization. + Program ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal... frameworks and processes to ensure effective oversight and management of control office activities. Prepare regular… more
    DirectEmployers Association (08/14/25)
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  • SMBC (New York, NY)
    … Office , Analytics and Governance role will support the Control Office management team by designing and maintaining management dashboards, tools, ... owners to identify relevant information to be included in management reporting; maintain strong data governance and...information and business requirements. + Support the broader Control Office team with data analysis and management ,… more
    DirectEmployers Association (10/01/25)
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  • SMBC (New York, NY)
    …Vendor Strategy & Governance - Develop and implement a comprehensive vendor management strategy for the Cash Management business. - Establish governance ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...is seeking a strategic and experienced Director of Vendor Management to lead third-party vendor oversight for the Cash… more
    DirectEmployers Association (08/01/25)
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  • Neuberger Berman (New York, NY)
    …(preferably in management consulting, investment banking, and/or asset management ) + Proficiency in Microsoft Office software (eg Word, Excel, ... **Neuberger Berman** is an independent, employee-owned, global asset management firm, serving the financial needs of institutions and individual investors worldwide.… more
    DirectEmployers Association (10/11/25)
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  • SMBC (New York, NY)
    …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... is critical to the continued growth and innovation of our Cash Management business, which supports institutional clients with comprehensive payment and liquidity… more
    DirectEmployers Association (10/08/25)
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  • SMBC (New York, NY)
    …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management . The VP ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...**Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational… more
    DirectEmployers Association (08/01/25)
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  • Neuberger Berman (New York, NY)
    …role you will own data oversight and executive metric delivery, anchoring data governance and operational enablement for the SMA business. Partnering with Portfolio ... Management , Legal/Compliance, Technology, Sales, RFPs, and Performance, you will...+ Assist with the oversight of our outsourced back office to ensure appropriate policies and procedures are in… more
    DirectEmployers Association (10/22/25)
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