- Neuberger Berman (New York, NY)
- …referred to as the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the ... Chief Investment Officer - Wealth. The Trust Investment Oversight Officer will serve as the...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- Equitable (New York, NY)
- … Investment Officer-a single, integrated leadership role encompassing strategic investment management, asset-liability oversight , and manager ... + Cost-Effective Oversight : Provide independent validation without duplicating manager capabilities. + Investment Quality: Prevent losses through rigorous… more
- City National Bank (New York, NY)
- INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to ... build intelligently personalized investment portfolios. CNR provides investment research, portfolio...Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design,… more
- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US Compliance Operating Framework (COF)… more
- TD Bank (New York, NY)
- …**As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment ... in other initiatives as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk… more
- TD Bank (New York, NY)
- …a subsidiary of the Toronto-Dominion Bank.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... team of enthusiastic colleagues dedicated to setting new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment adviser with… more
- HSBC (New York, NY)
- …local governance forums on risks managed and facing the business As our Senior Risk Manager , VP Investment Risk you will: + Ensure that the AMUS market, ... and the planet we all share. The senior risk manager role provides support and considered opinion to CRO...this role: + Experience in Asset Management and with Investment Risk oversight of equity and fixed… more
- Amazon (New York, NY)
- Description Amazon seeks a Portfolio Manager to join its investments team, which oversees the active management of $60 - 70B in internally managed portfolios, ... idea generation, trade execution, contributing to asset allocation strategy, oversight of external managers, ensuring portfolio compliance, portfolio reporting and… more
- JPMorgan Chase (New York, NY)
- …for a dynamic impact across global operations. As a Principal Technical Program Manager in the Corporate Technology's Chief of Staff role, you will lead and ... Metro area and report directly to the Chief Technology Officer of Corporate Oversight and Governance Technology (COGT), part of Corporate Technology. The teams are… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are currently recruiting for a Corporate Accounting Manager role at a well established Investment firm based in ... 3 days per week in the midtown office. The Corporate Accounting Manager is responsible for administering the company's accounting operations and ensuring compliance… more