• Lead Compliance Officer…

    Wells Fargo (New York, NY)
    **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
    Wells Fargo (09/25/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
    TD Bank (09/17/25)
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  • Product Compliance Senior Officer…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
    Citigroup (07/26/25)
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  • Chief Information Security Officer

    NY CREATES (Albany, NY)
    …+ Oversee all Network Change Control Boards and third-party audits for compliance and standard security operations. + Lead communications and establish ... 2025 Job Description: Position Summary for Chief Information Security Officer (CISO) The Chief Information Security Officer ...Key responsibilities include, but are not limited to: + Lead the design and execution of NY CREATES' information… more
    NY CREATES (09/15/25)
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  • Trade Surveillance Associate…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in… more
    TD Bank (08/08/25)
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  • Tax Senior Consultant- SAP Global Trade…

    Deloitte (New York, NY)
    …the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference + Technical or functional lead on at least 1 full-lifecycle ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
    Deloitte (08/23/25)
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  • SAP Tax Manager, Global Trade Services…

    Deloitte (New York, NY)
    …the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
    Deloitte (08/22/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
    TD Bank (09/21/25)
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  • Tax Consultant II, SAP Global Trade…

    Deloitte (New York, NY)
    …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
    Deloitte (09/24/25)
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  • Fixed Income Compliance Manager

    Citizens (New York, NY)
    …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to ... + Monitor trading activity and resolve exceptions related to trade reporting, order handling, and surveillance alerts. + Conduct... compliance frameworks. + Develop and deliver ongoing compliance training. + Lead responses to regulatory… more
    Citizens (09/19/25)
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