- JPMorgan Chase (Brooklyn, NY)
- The Legal , Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across ... related business processes, platforms, and data standards. As a Vice President within Legal Controls and CCOR, you will be responsible for crafting strategic… more
- HSBC (Buffalo, NY)
- …through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you ... global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support,… more
- JPMorgan Chase (New York, NY)
- … Management; Risk and Control Self Assessments (RCSA); internal controls design, review and testing; Compliance ; Operational Risk; Supervisory Management ... of issues and errors. **Job responsibilities:** + Collaborate with business partners, Legal , Compliance , Risk and other partners to perform ongoing assessment,… more
- NBC Universal (New York, NY)
- …global process owner responsibilities as needed for areas beyond GFO including Legal Compliance ; Environmental, Social and Governance (ESG) Reporting; and other ... Role Purpose: Reporting to the Vice President, Risk & Compliance , the Manager /Senior Manager , Risk...compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT,… more
- Live Nation (New York, NY)
- …that handles the official merchandise of the artists signed to Live Nation. The Manager , Business & Legal Affairs at plays a crucial role in handling ... infrastructure, records, and internal systems of the Business & Legal Affairs department in compliance with internal...masking related to a pandemic or other infectious disease control measures, acts of God, health and safety mandates… more
- Amazon (New York, NY)
- …on progress. . Assess and communicate risk posture to the senior management, Compliance Officers, legal , and business stakeholders. . Work with product, ... SAM Expansions team defines, builds, and continuously evaluates controls across the Compliance systems and processes....and earn trust. Basic Qualifications - 4+ years of compliance program management, legal , governance, audit, risk/loss… more
- TD Bank (New York, NY)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (New York, NY)
- …7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits… more
- American Express (New York, NY)
- …Protection, Privacy or Financial Crimes disciplines. + Experience designing and implementing compliance controls . + Understanding of Compliance Risk ... regulatory frameworks. **The Key responsibilities are as follows:** The Manager of Enterprise Compliance Advisory & Practices...the first line of defense ("1LOD") Business Unit ("BU") Compliance Teams (within the Governance & Control … more
- MTA (New York, NY)
- Compliance Manager Job ID: 11531 Business...Director to maintain guidelines for a system of Internal Controls and a program of Internal Control ... Off Date Posted: Apr 25, 2025 Description JOB TITLE: Compliance Manager SALARY RANGE: $95,480 - $107,850...by the Agency Chief Compliance Officer and Compliance Director as part of the Internal Control… more
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