- CVS Health (NY)
- …controls and SOX standards. In this role, you will collaborate closely with business partners to review and support their control processes. You'll also ... + Identify, remediate and prevent any potential areas of non- compliance + Collaborate effectively across various business ...the SOX 302 attestation process. + Work closely with business areas and SOX Auditors on developing controls… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various ... Business areas with objective guidance on regulatory compliance controls , processes, and implementation of ...quickly and adapt to changing priorities.** **Job Summary:** The Compliance Business Oversight Manager provides… more
- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of...effectiveness of regulatory compliance management programs and controls in the business . The department also… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change...of Compliance Management System (CMS) programs and controls in the business units throughout US… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide ... on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support… more
- TD Bank (New York, NY)
- … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight ... vary depending on availability and individual circumstances. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support… more
- TD Bank (New York, NY)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …various lines of business , banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned areas, developing, ... Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight Manager will...effectiveness of regulatory compliance management programs and controls in the business . The department also… more
- KeyBank (Boulevard, NY)
- …JOB (JOB BRIEF)** This ** Manager , BRC (BPRI)** position is within the Business Risk & Controls (BRC) organization's Business Process Risk Identification ... of risks and controls , including identification of opportunities to enhance risk, control , and business process design + Support the team to deepen… more
- American Express (New York, NY)
- …American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance ... through monitoring, audits, or regulatory exams. + Maintain and update business -level compliance documentation, including procedures, control descriptions,… more
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