- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- …enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... an important bridge to this key global market for trade and investment flows across the Americas and the...the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance , to… more
- TD Bank (New York, NY)
- …Compliance technology transformation across multiple workstreams, including Communication Surveillance , Trade Surveillance , Anti-Money Laundering ... : + Establish strong relationships with business, global control room, global trade surveillance , communication surveillance and supervisory stakeholders to… more
- MUFG (New York, NY)
- …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... to manage the data product portfolio for Customer & Compliance domains. As a Lead Data Analyst, you will...understanding of banking products and data that feed into Compliance & Financial Crimes platforms supporting Customer & Master… more
- New York State Civil Service (Albany, NY)
- …used in setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper classification of work;* ... and estimating;Construction accounting;Technical project inspection, and evaluation;Regulatory construction-oriented MWBE compliance ;Work site safety compliance /reporting; orOSHA coordination.OR 2.… more
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