- American Express (New York, NY)
- …together, you will help us define the future of American Express. ** Manager - Audit & Regulatory Management ** **How we serve our customers is constantly ... educates partners with an examiner and regulator mindset.** **The Audit & Regulatory Management - Manager will play a key role in supporting the… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... subject matter expertise. + Acts as primary contact with management regarding audit scope, findings and status...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- American Express (New York, NY)
- …with regulatory requirements and best practices. The Audit & Regulatory Engagement team supports the Compliance Risk Management internal and external ... Manager and will work closely with Compliance, Regulatory Exam Lifecycle Management , US Regulatory...readiness. **Key Responsibilities:** + ** Regulatory Exam & Audit Coordination:** Support the end-to-end management of… more
- American Express (NY)
- …will you make an impact in this role? The Manager of ETS Exam and Audit Management will be responsible for managing ETS owned or impacted exams, audits, and ... Action Plans (MAP), Matters Requiring Attention (MRA), and other regulatory or audit actions across ETS. The...will report into the Director of ETS Exam and Audit Management within the Technology Risk &… more
- TD Bank (New York, NY)
- …a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... Testing + Proactively coordinate between Compliance Program teams and audit to draft management action plans and...challenge of remediation plans, evidence, and remediation action plan management and support + Make sure latest regulatory… more
- Heritage Financial Credit Union (Middletown, NY)
- Sr. Manager of Internal Audit - Middletown,...Minimum of 3+ years of progressive experience in internal audit , risk management , or regulatory ... Auditing as developed by the Institute of Auditors. + Excellent knowledge of audit management and applicable regulations and good communication skills. + Strong… more
- TD Bank (New York, NY)
- …to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, ... support of the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide… more
- Synchrony (New York, NY)
- …plan development and quarterly refresh, audit committee and board reporting, regulatory engagement, Issues Management , and functional Supplier Management ... presenters, reporting of themes and trends, and preparing materials for the annual Audit Committee Roadshow + **Support and coordinate regulatory engagement** ,… more
- TD Bank (New York, NY)
- …+ Assesses/identifies key issues and escalates to appropriate levels and relevant stakeholders and audit management where required + Maintains a culture of risk ... trends and; identifying operational efficiencies and opportunities with other business management /enterprise areas + Facilitates key strategic audit discussions… more
- American Express (New York, NY)
- …development; and key internal capabilities and technologies. We are seeking an experienced Audit Manager with a strong interest and expertise in capital planning ... In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training… more