- American Express (New York, NY)
- …systems/points of origin. + Develop tailored testing methodologies aligned to the regulatory reporting processes and underlying transaction data complexity. ... and applicable regulatory requirements. Knowledge, experience, or familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, etc.), audit, US GAAP and… more
- Citigroup (New York, NY)
- …and regulatory requirements/expectations. + Work with lines of business, transaction management, and loan operations to define and implement operational metrics ... Transaction Management will be responsible for supporting multiple...bilateral loans covering but not limited to corporate, asset manager , structured lending and trade. + Assist with the… more
- TD Bank (New York, NY)
- …**Job Description:** **Department Overview:** The Senior AML Business Data Manager for AML Data is responsible for supporting implementation, enhancement ... AML typologies. This includes design, build and maintenance of Transaction Monitoring Models based on the analysis of ...of the responsibilities assumed. The Senior AML Business Data Manager for AML Data is accountable for coordination with… more
- Citigroup (New York, NY)
- Transaction Management will be responsible for supporting multiple aspects of the lending lifecycle including but not limited to loan closing and servicing ... + Create processes, standards, procedures, controls, training, and implementation of transaction management. + Design and implement technology including testing and… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- MUFG (New York, NY)
- …Anti-Money Laundering, Bank Secrecy Act, Information Security and suspicious activity reporting requirements, and other regulatory and compliance policies and ... member of our recruitment team will provide more details. **Position Summary:** Transaction Banking Product and Digital Channels teams are comprised of professional… more
- American Express (New York, NY)
- …ensure compliance with the reporting guidelines issued by regulators to support regulatory reporting . + Transaction testing ie, substantive testing of ... team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality...and ensure robust governance. **The responsibilities of the QA Manager include, but are not limited to:** + Lead… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying, ... assessing, and implementing regulatory change. The Regulatory Implementation Team within...Impact Assessment Summary documents + Tracking implementation status and reporting on progress (including metrics formulated in Excel) +… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an ... evolving regulatory environment into defensible actions that strengthen, protect, and...or broker-dealer, including execution and oversight processes, risk assessment, reporting , controls, testing, and data analytics + Experience leading… more