- Highmark Health (Albany, NY)
- …and the business leaders.Serves as a single point of contact to respond and intake risk from the senior leadership team, and follows protocol to triage. + ... the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the enterprise… more
- Citigroup (Albany, NY)
- The **AVP, Field Sales Sr. Officer ** is an intermediate position responsible for providing customer service assistance and meeting sales targets for financial ... to, promote credit awareness, implement credit initiatives, collect and communicate market intelligence, increase new applications and credit sales + Analyze local… more
- Zurich NA (New York, NY)
- AVP, Surety Underwriting Officer OR VP Senior Underwriting Officer 125007 Zurich North America is currently looking for a Contract Surety Underwriter **to ... account contract space.** This is a highly technical and market facing position and requires experience with Surety lines...role will be filled at either the AVP, Underwriting Officer or VP Senior Underwriting officer… more
- Citigroup (Getzville, NY)
- The Risk Reporting Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... for Internal Management, Regulators, Auditors, etc. that detail risks inherent in Credit, Market , Operational or other Risk Portfolios. Reporting can cover a… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market , credit, liquidity and operational risks. . Identifies ... risk management strategies to the Board of Directors, senior management and various risk committees. ....and Asset Management products and an understanding of the market standard risk management practices . Broker-dealer… more
- SMBC (New York, NY)
- …familiarity in financial services risk management. Expertise in model risk , credit risk , market risk , liquidity risk and or operational risk ... the current compensation paid in their geography and the market for similar roles at the time of hire....to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities… more
- JPMorgan Chase (New York, NY)
- … risk assessment, portfolios, clients and sub-sectors. + Lead senior management presentations for quarterly portfolio meetings to assess client, industry, ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the...+ Strong understanding of financial products, corporate finance and market dynamics + Strong relationship management skills and success… more