- SMBC (New York, NY)
- …Join a fast-growing derivatives team focused on helping corporate clients manage currency risk in a rapidly evolving market . The Analyst or Associate will ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (White Plains, NY)
- …+ Investigations of failed settlements from detection to resolution. + Mitigation of operational risk and timely escalation. + Understand and ensure compliance ... the current compensation paid in their geography and the market for similar roles at the time of hire....Operations, supporting the daily settlements processes for SMBC Capital Markets derivative trading business, as well as… more
- SMBC (New York, NY)
- …Capital Markets (DCM, Capital Solutions, ABS, CLOs), Sales and Trading (Fixed Income), Trade Finance, Structured Financing (including Subscription Financing and ... Asset-based lending), FX/Derivatives, and Operational services. The role within the Financial Institutions Group...market trends and ability to adapt to changing market conditions + Knowledge of capital markets … more
- SMBC (White Plains, NY)
- …have been validated before release. Ensure that instructions are released to market , and manage settlement risk and exposure. **Role Objectives: Delivery** ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to control team(s) within agreed timelines and ensure that operational key risk indicators (KRIs) are kept… more
- Capco, a Wipro Company (New York, NY)
- …stakeholders on how to embed AI across core business areas such as risk , compliance, trading , and customer experience. **Generative AI Enablement & Solution ... efficient approach, we help our clients successfully innovate, increase revenue, manage risk and regulatory change, reduce costs, and enhance controls. Our teams… more
- Neuberger Berman (New York, NY)
- …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Principal Financial Group (New York, NY)
- …firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to market . + Lead and evolve the ... central role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data-driven decision-making. By improving … more
- Neuberger Berman (New York, NY)
- …Portfolio Managers. **Responsibilities:** + Collaborate daily with Operations, Accounting, Trading , Prime Brokers, and both internal and external Portfolio Managers. ... rates. + Assist management with system automation projects (STP), efficiency initiatives, and risk mitigation. + Serve as a central point of contact for internal… more
- MUFG (New York, NY)
- …recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of ... Markets and Trading Operational Risk Management. The Operational Risk Management department is responsible for the management of the … more
- TD Bank (New York, NY)
- …market abuse risk assessments for approvals + Assist in the investigation of e- trading related Operational Risk Events + Work with you Supervisors on ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is...framework + Assist in the onboarding of new automated trading activities + Assist in risk assessment… more
