- JPMorgan Chase (Brooklyn, NY)
- …to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations team as a ... OLO activities. Collaborate with global teams to ensure compliance with regulatory requirements and drive continual...dynamic team that supports the Commercial & Investment Bank Markets businesses across all regions. As a Vice… more
- Wolters Kluwer (New York, NY)
- …space, the business is focused on value propositions around legal and regulatory compliance . We are seeking a Vice President Innovation and AI to continue ... market insights and direct engagement with legal, regulatory , and compliance professionals to shape AI-enabled...AI priorities + Expands presence in new or adjacent markets when appropriate by launching AI solutions tailored to… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... regulator. + Firm understanding of global security and derivative products and markets including trading behaviors, market platforms, vendor technologies and… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our ... investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the...firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our ... drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. +… more
- Scotiabank (New York, NY)
- …Director ( Vice President) Risk Solutions Group, Global Banking & Markets **Requisition ID:** 234619 **Salary Range:** 225,000.00 - 225,000.00 _Please note that ... Vice President) Risk Solutions Group, Global Banking & Markets ** **Global Banking and Markets ** Global Banking...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- MUFG (New York, NY)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... audit and/or equivalent of experience with the financial services industry, related markets and regulated industries, specifically in the areas of Market … more
- BMO Financial Group (New York, NY)
- …development of client-focused solutions based on financial expertise, organizational, technical, regulatory and environmental client awareness. + Distills market ... BMO Capital Markets is a leading, full-service financial services provider....Understands the complexity of transactions and related risk (credit, market , operational, legal / compliance , etc.). +… more
- Citigroup (Getzville, NY)
- …of Price Risk, including data quality risk. The team works closely with Global Markets Trading Businesses, In-Business Risk (IBR), Global Market Risk (GMR), and ... **Overview:** Markets Price Risk Data Execution team is looking for a Data Control Vice President, leading the implementation of 1st Line of Defense (1LOD) data… more
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