- MTA (Brooklyn, NY)
- Material Control , Emerging Talent Intern (Spring) Job ID: 13348 Business Unit: MABSTOA Location: Brooklyn, NY, United States Regular/Temporary: Intern ... Location: 25 Jamaica Ave, Brooklyn, NY 11207 Position Title: Material Control , Emerging Talent...department the vendors, managing and resolving issues related to materials discrepancy and information needed. * Analyze recycled bus… more
- TD Bank (New York, NY)
- …and regulator expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business ... elements of the US Compliance Program, including: * Regulatory training * Talent development * Employee experience * Strategic planning, staffing, and business… more
- Citigroup (Queens, NY)
- …help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director will be responsible for leading a team that ... and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team with assessment of… more
- City National Bank (New York, NY)
- …Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), material existing and emerging exposures, Operational Risk Events (ORE) reporting, ... assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control Management Activities, Key Risk...and issue resolution. * Understand material existing and emerging risks which align… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **DEPARTMENT OVERVIEW** The TDS Governance and Control team is a first line of defense team responsible for… more
- TD Bank (New York, NY)
- …and external sources (Intranet, Internet, brochures, customer letters, marketing material , welcome packages) + Integrates the broader organizational context into ... process + Supports the development, implementation and understanding of training material , procedures for new products and/or processes + Develops and maintains… more
- TD Bank (New York, NY)
- …standards and practices, operating framework, reporting, notification and escalation of material and significant events The Senior Group Risk Specialist provides a ... operating standards within one or more areas of expertise + Anticipates emerging business trends and regulatory/risk issues as a basis for recommending large-scale… more
- TD Bank (New York, NY)
- …Exam Manager will manage ongoing supervision processes and meetings including material preparation, coordinating across multiple lines of business, responding to ... systems, reporting and training requirements** + **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance… more
- TD Bank (New York, NY)
- …and regulator expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business ... and training requirements a plus.** + **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management… more
- TD Bank (New York, NY)
- …reporting and training requirements a plus.** + **Knowledge of current and emerging trends, including broker-dealer and RIA regulatory expectations and standards for ... broker-dealer.** + **Experience reviewing and providing guidance on advertising and marketing materials for a broker-dealer/bank.** + **FINRA Series 7, 63 and 24… more