- Bank of America (New York, NY)
- Global Markets Non - Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets- Non - Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:**… more
- Mizuho Corporate Bank (New York, NY)
- …Assistant Vice President : This position is as a senior SME in the derivatives regulatory reporting tea m . Depending on your specific function within ... + Support the reconciliation and issue identification processes within regulatory reporting operations. + Assist with business...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Bank of America (New York, NY)
- …and data providers to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to ... and is responsible for position monitoring and preparation of non - financial regulatory disclosures under the...financial regulatory disclosures under the relevant regulatory reporting laws across multiple regimes (substantial… more
- Bank of America (New York, NY)
- …The Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non - Financial Regulatory Reporting department. The is a global ... Oversee issue resolution arising from disclosures and discussing such issues with other Non - Financial Regulatory Reporting (NFRR) and Global Compliance &… more
- Citigroup (Getzville, NY)
- …cause of variances. **Qualifications:** + 3+ years of extensive experience within the financial services industry and regulatory reporting . + Foundational ... Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting . **Other Relevant Skills** For complementary skills, please… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... Employment Type Full-Time Appointment Type Contingent Permanent Jurisdictional Class Non -competitive Class Travel Percentage 10% Workweek Mon-Fri Hours Per Week… more
- Guardian Life (New York, NY)
- …the continuing success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief Regulatory Counsel. ... Counsel will develop processes for efficient intake, management, and closing of regulatory matters, will create reporting regarding such matters, and will… more
- TD Bank (New York, NY)
- …surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... & Sales teams and Desk Heads / Supervisors. + Understanding of key non - financial risk (eg, market, credit, operational) concepts, controls and applicability to… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more