- ICON Clinical Research (New York, NY)
- Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're ... mission to shape the future of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse and dynamic team. As… more
- JPMorgan Chase (New York, NY)
- **Job Summary:** You would be a member of the Operational Due Diligence team focused on alternative investments. **Job Responsibilities:** + Supporting the ... operational due diligence process for primarily alternative investment managers...infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational ... Department of Financial Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research and… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …required training for ACBD1 staff. + Compliance Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. + Operational Errors / Incident ... is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is… more
- Syracuse University (Syracuse, NY)
- The Senior Associate / Associate General Counsel for Litigation & Compliance provides advice to Syracuse University's 13 academic units and its Centers for ... Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of a collaborative, professional team… more
- Coinbase (Albany, NY)
- …connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and ... delivering best in class support across multiple customer segments. The Global Compliance Operations Team is responsible for executing Compliance controls with… more
- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Regulatory Strategy Senior Officer within the Compliance , Conduct, and Operational Organization (CCOR), you will support exam ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more