- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent ... and industry best practices. The ideal candidate will have deep experience in data governance, operational risk , and risk oversight, with the ability to… more
- KeyBank (Buffalo, NY)
- …Road - Brooklyn, Ohio 44144 **About the Job** Reporting to the Director of Finance Operational Risk Management Oversight, this 2nd Line of Defense role will be ... remains compliant with all applicable laws, regulations, and within operational risk appetite. The role will be...tasks as assigned to meet team objectives. + Perform risk data analysis and/or develop customized reporting… more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert ... and supervisory expectations in terms of the quantity and quality of operational risk management. + ** Data Fundamentals:** Demonstrable understanding of … more
- KeyBank (Buffalo, NY)
- …compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, ... this role assist in the design and execution of operational risk testing and continuous monitoring. Individuals...evaluations, monitoring, and design of testing plans. + Utilize data analysis tools and techniques to analyze, quantify, and/or… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...Operational + Manage the annual ADV process including data collection and completion of the ADV forms with… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk...data collection and reporting + Monitor and analyzes risk data and metrics to identify trends, patterns, ... Operational Resilience and Internal Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to...to ensure the integrity, completeness, accuracy, and timeliness of risk data + Stay informed on … more
- Citigroup (Getzville, NY)
- …activities thus improving identification and remediation of significant control issues and operational risk events in a timely manner. **Responsibilities** : + ... standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in… more
- Highmark Health (Albany, NY)
- …and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing compliance investigations, and ensuring ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all...Audit & Compliance Committee meetings of the Board. Gathers data and prepares reports for senior management and Board… more
- Citigroup (New York, NY)
- …and managing various types of risk including market, credit, and operational risk . + Self-motivated with strong project management skills and ability ... Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment. **Other Relevant Skills** Data Analysis, Laws… more
- Raymond James Financial, Inc. (New York, NY)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks. . Identifies ... industry best practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance… more