- Citigroup (Getzville, NY)
- Job Description The Cash and Trade Proc Rep 5 is a role responsible for processing varied cash & trade operation tasks in coordination with the ... of limited complexity in a fast-paced environment, while focusing on quality , details and accuracy. **Responsibilities:** + Randomly extract, review and report… more
- TD Bank (New York, NY)
- …Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a ... global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and...evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to… more
- TD Bank (New York, NY)
- …behavioral models, predictive risk scoring for alerts, the creation of automated quality assurance tools leveraging a Large Language Model and Natural ... enhance the efficiency and accuracy of detection systems and quality assurance processes. This role requires a...ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create… more
- TD Bank (New York, NY)
- …Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the ... promoting regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments… more
- SMBC (New York, NY)
- …Leverage internal and external data to extract actionable insights. + Partner with Quality Assurance and User Acceptance Testing teams to ensure product ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits… more
- City of New York (New York, NY)
- …Services (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, ... Vendor Monitoring Office (VMO). The Office of Audit and Quality Assurance (OAQA) ensures that FIA programs...ensures that FIA programs such as Food Stamps and Cash Assistance operate with a high level of accuracy… more
- Citigroup (New York, NY)
- …C15** + **Overview** Services is a market leading, award-winning provider of cash management, cards, trade and custody solutions to financial institutions, ... by the Management. + Manage staff performance and drive continuous improvement of quality of processes and productivity targets. + Oversee quality reviews and… more
- TD Bank (New York, NY)
- …improvements; collate, document and evidence organization and record retention. + Conduct quality assurance of MAs against the enterprise standards and help ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of… more
- City of New York (New York, NY)
- …Data Warehouse (EDW) queries to assist in reducing fraud. Ensure staff perform quality assurance on EMEDNY, Medicaid Data Warehouse (MDW), Enterprise Data ... areas to prevent potential errors by reviewing records of Cash Assistance and Medicaid Assistance Program (MAP) cases and...determining which CIN should be disenrolled to improve the quality of clearance matches and prevent future duplicate CIN… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.… more