- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- HSBC (Scarsdale, NY)
- …products, the impact of macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong ... Wealth Relationship Manager Brand: HSBC Area of Interest: Asset and Wealth Management Location: Scarsdale, NY, US, 10583 Work style: Office Worker Date: 21 Nov 2025… more
- HSBC (Buffalo, NY)
- …products, the impact of macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong ... all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with high value… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- KeyBank (Albany, NY)
- …LOB senior management . . Maintain relationships with industry peers and regulatory bodies. . Identify, respond and/or escalate risks as appropriate. . Assist in ... assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements. . Strong relationship management and… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- Sumitomo Pharma (Albany, NY)
- …Development Officer for biopharma R&D. Responsible for providing leadership regulatory strategies for earliest possible approvals for the assets under Biopharma ... matters in close partnership with the Chief Development Officer and other key stakeholders + Establish key business...pharmaceutical industry with at least 10 years of executive management level experience within Regulatory Affairs +… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- Sumitomo Pharma (Albany, NY)
- …will be responsible for leading development of all non-clinical and clinical regulatory strategies including management of IND and NDA submissions, FDA ... highly motivated, and experienced leader for the position of **Vice President, Regulatory Affairs Oncology** . The candidate must be deeply experienced in Oncology.… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The...with regulatory and business standards. * Manage regulatory change management and participate… more
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