- Citigroup (New York, NY)
- The Regulatory Communications , Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads ... address senior leaders' questions, concerns and direction. The Regulatory Communications , Advisory & Management Senior Vice President (for EDO) reports… more
- SMBC (New York, NY)
- …Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory … more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- NTT America, Inc. (Albany, NY)
- …to changing market, regulatory , and customer dynamics** **Key Responsibilities:** **Client Advisory & Relationship Management ** + Serve as a senior advisor ... day at NTT DATA** **We are seeking a dynamic and experienced P&C Insurance Advisory Lead to join our business consulting practice. In this role, you will spearhead… more
- Raymond James Financial, Inc. (New York, NY)
- …in investment and financial planning, in addition to capital markets and asset management . At Raymond James, we are putting the power of perspectives into action ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- Truist (New York, NY)
- …invited to create a profile, which will let you see your application status and any communications . If you already have a profile with us, you can log in to check ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- SMBC (New York, NY)
- …and findings and circulates information in periodic status reports. + Maintaining regulatory communications , transmittal letters, management responses, and ... strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The… more
- Sumitomo Pharma (Albany, NY)
- …will be responsible for leading development of all non-clinical and clinical regulatory strategies including management of IND and NDA submissions, FDA ... of global commercial product. The role will hold accountability for regulatory submissions, applicable communications , and compliance across the company's… more
- TD Bank (New York, NY)
- …and futures), and FICC highly desired. + Strong understanding of global regulatory expectations for trade and communications surveillance programs, and deep ... the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance… more
- M&T Bank (Buffalo, NY)
- …manager or Leadership Development Manager-MDP. **Department Description:** Provides relationship management and fiduciary advisory services to corporate ... **Overview:** Serves as a member of the Management Development Program (MDP) and participates in ten...account reviews in a timely manner and maintain client communications on regulatory , legal, accounting, fiduciary and… more