- Bank of China Limited, New York Branch (New York, NY)
- …documentation and file in the Laserfiche Provide internal, external audit, loan review, regulatory exam response and document request Prepare or review all types of ... requirement from Head Office (including Performance Evaluation, Head Office reporting ) Responsibilities Credit Risk Review Evaluate and analyze financial trends… more
- IDB (New York, NY)
- …audit scope, recommendations and audit conclusion. Follow-up on open audit and regulatory issues and work with management to ensure appropriate resolution. Stay ... audit lifecycle, including planning, risk assessment, scoping, detailed testing and reporting . Strong project management and time management skills, ability to adapt… more
- Morgan Stanley (Purchase, NY)
- …processes for Morgan Stanley. Primary Responsibilities: The Financial Crimes Issue Management AVP will be responsible for managing the firm's issues and action plans ... relation to Financial Crime risk. The Financial Crimes Issue Management AVP will: *Lead assessment, collaboration and response compilation for closure verification… more
- Citigroup (Getzville, NY)
- …The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting . The AVP role is responsible for various ... internal and external reg engagements. **Key Responsibilities** + Analyze data for regulatory reporting obligations to US regulators, such as Non-centrally… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... recruitment team will provide more details. Job Description The AVP in the Middle Office will be responsible for...gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... regulatory authorities, which requires working knowledge of financial accounting and regulatory reporting , as well as understanding of the financial industry… more
- Citigroup (Getzville, NY)
- …Operations team that is responsible for the implementation and oversight of regulatory reporting , including exception management and risk mitigation across swap ... reporting . The group is responsible for:_ + Implementation of new regulatory reporting initiatives and enhancements + Control and exception management on… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the Controllers Organization that will report up through the Global Head of Regulatory and ... Reserve, OCC, etc.) based on applicable requirements such as US Regulatory and local regulatory reporting rules and instructions. The position will have… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality ... opportunities , implement process, a nd control enhancements for the regulatory reporting activities to keep abreast of the industry standards . Summary:… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... process improvements to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during regulatory inquiries… more
