• Regulatory Strategy Senior…

    JPMorgan Chase (New York, NY)
    …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide ... Regulatory Strategy team, you will...central repository to enable reliable and effective reporting to senior management. + Maintain tracking related to examinations and… more
    JPMorgan Chase (10/12/25)
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  • Managing Director , Senior Credit…

    JPMorgan Chase (New York, NY)
    As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... bank's financial goals. This role requires deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance...with internal teams to balance risk and growth. The Senior Credit Strategy Officer will… more
    JPMorgan Chase (09/05/25)
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  • Director, Senior Regulatory…

    SMBC (New York, NY)
    …a competitive portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to ... implement and execute SMBC's regulatory engagement framework and strategy relating to its supervisory and prudential regulators. This role reports to the Head of… more
    SMBC (09/25/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
    TD Bank (09/17/25)
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  • Compliance Officer Senior…

    City National Bank (New York, NY)
    *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... effective controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters. This… more
    City National Bank (09/13/25)
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  • Product Compliance Senior Officer…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across Citi's clients, products and geographies; provides… more
    Citigroup (07/26/25)
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  • Compliance Risk Management Sr Officer…

    Citigroup (Getzville, NY)
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... programs, policies and practices for ICRM. + Translating ICRM strategy and goals across Citi's clients, products and geographies...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
    Citigroup (10/09/25)
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  • Data Governance Compliance Risk Management…

    Citigroup (Getzville, NY)
    Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... the DCRO Program. **Responsibilities:** + Participating in the establishing the strategy and governance and oversight of best-in-class program to provide oversight… more
    Citigroup (10/03/25)
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  • Data Metrics Compliance Risk Management…

    Citigroup (Getzville, NY)
    Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... provide oversight of data compliance risk. + Develop the strategy for the oversight and reporting of Citi's key...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
    Citigroup (09/13/25)
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  • Senior Compliance Officer - Fixed…

    BMO Financial Group (New York, NY)
    …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
    BMO Financial Group (09/22/25)
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